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An American multinational independent investment bank and financial services company Raymond James is looking for candidates to fulfill the following positions: Director of Product Management — SBL, Compliance Director of Branch Exams Training and Development, Director of Product Management — Mortgage.
1. Director of Product Management — SBL.
Job summary
Under limited direction, uses extensive knowledge and skills obtained through education and experience to manage Securities Based Lending and Margin products on behalf of business units. Serves as a subject matter expert (SME) on SBL and Margin origination, pricing, technology, operations, and general business practices. Identifies opportunities for process improvements with potential for improved client service, increased operational quality, efficiency and cost savings. Leads large and/or multiple projects with significant scope and impact. Works as part of a team on difficult assignments that are broad in nature requiring originality and ingenuity with appreciable latitude for unreviewed actions or decisions. Works closely with SBL and Margin Management to understand department priorities and issues and ensures that product enhancements address key opportunities and deficiencies. Develops tactical plans and provides comprehensive solutions to complex problems. End results are evaluated for timeliness and achieving goals and objectives.
Essential duties and responsibilities
Assist in management of the entire product line life cycle from strategic planning to tactical activities. Provide leadership for work teams in specialized functional or process areas.
Serves as a subject matter expert on SBL and Margin origination, pricing, operations, and general business practices.
Analyzes business processes and identifies process improvement opportunities.
Gathers information from process owners and other SMEs, m aps processes and develops process workflow models.
Evaluates workflow attributes, including volume, duration, resources, operational effectiveness, and cost effectiveness of major process steps.
Prepares reports of findings and options for organizational, process and systems design changes and develops business cases to support project recommendations.
Drives the execution of major projects, programs and processes working with cross-functional teams.
Development and oversight of Jr. Product Managers
Develops and maintains relationships with other business units, inclusive of RJ Private Client Group to help maintain the strategic partnership direction of Margin and SBL.
Works closely with other business to facilitate a coordinated approach to SBL and Margin products and pricing across the firm.
Proactively work with IT on the assessment, business requirements and implementation of IT systems and software that support business strategy, process improvements, broker dealer integration and risk management.
Maintains current on Margin and SBL industry changes, trends, process improvement techniques, methodologies and practices.
Performs other duties and responsibilities as assigned.
Qualifications
Knowledge of
Advanced principles, practices, concepts and procedures of margin, securities based lending, credit, banking and financial markets and products.
Established organizational policies, strategies and procedures for RJB Securities Based Lending and RJF Margin Department.
Financial markets, products, financial advisory function and investment process.
The economics and structure of the business unit(s) represented.
Skill in
Data analysis.
Critical thinking, problem solving, creativity.
Organizational skills, including a high level of accuracy and attention to detail.
Project management and the ability to lead projects to completion in a complex, deadline driven environment
Effective oral and written communications sufficient to convey details on Margin and SBL product and processes with all organizational levels, including Private Client Banking, Raymond James Bank and Raymond James Private Client Group management.
Presentation preparation in the form of PowerPoint or other tools.
Word processing, spreadsheet and typing sufficient to produce spreadsheets with basic formulas and business form letters and memos.
Operating standard office equipment and using required software applications.
Ability to
Organize, manage and track multiple detailed projects, tasks and assignments with frequently changing priorities and deadlines in a fast-paced work environment with frequent interruptions.
Develop solutions that address meaningful issues for the business. Ability to clearly articulate the business priorities, opportunities and issues.
Identify and recommend changes as appropriate to process, policies and procedures.
Identify required tasks, develop timelines and execute.
Partner with other functional areas to accomplish objectives.
Attend to detail while maintaining a big picture orientation.
Speak clearly and concisely, and convey information clearly and effectively through oral or written communications.
Work independently as well as collaboratively within a team environment.
Facilitate meetings, ensuring that all viewpoints, ideas and problems are addressed.
Educational/Previous Experience Requirements:
Bachelor’s degree (BA) in finance, accounting or business administration with a minimum of ten (10) years of experience related to margin, SBL, and/or credit.
Licenses/Certifications
Series 7 license preferred.
Откликнуться: https://www.linkedin.com/jobs/view/2414589011/
2. Compliance Director of Branch Exams Training and Development.
Job summary
Under general direction, uses extensive knowledge and skills obtained through experience, specialized training and/or certification in securities industry compliance to oversee the Private Client Group («PCG») Branch Examiner training program. Position will include the design, implementation and supervision of the program, which will require frequent adjustments as changes branch exam program and related processes occur. Influences decisions with potential for broad, firm-wide impact and develops tactical plans to achieve objectives. Assignments will have substantial latitude for un-reviewed actions and decisions.
Essential duties and responsibilities
Manage development of PCG Branch Exam training program, including design of the new hire training program, as well as continuing education/development opportunities, documentation of processes and procedures, and delivery of training
Ensure new examiners are properly trained to execute the exam program and continuing education/development of existing staff is offered, as appropriate
Create and maintain standardized templates for exam work paper documentation
Provide for timely execution of the training program and engagement of PCG Compliance leadership if program is at risk.
Coordinate cross-functionally within PCG Compliance to create holistic training program.
Continually evaluate the program structure. Promote overall efficiency while maintaining a commitment to compliance standards and excellent service.
May perform some human resource management activities including identifying performance problems, making recommendations for remedial action, and participating in the interviewing process for new hires.
Provide peer coaching and mentoring, identify training needs and recommend appropriate development opportunities.
Identify opportunities for greater efficiencies and participates in overall exam program enhancements
Maintain proficient knowledge of applicable firm policies and procedures, as well as compliance statutory regulations and interpretations.
Minimize the firm’s risk exposure while balancing business concerns.
Qualifications
Knowledge, skills, and abilities:
Concepts, practices and procedures of securities industry compliance.
Rules and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities regulatory agencies.
Financial markets and products.
Investment concepts, practices and procedures used in the securities industry.
Skill in
Identifying and applying appropriate training methodologies
Ability to create a learning environment that fosters engagement and motivation
Exceptional written and oral communications to address a wide and varied audience
Prior experience in training, team management, or other related area
Proficiency in Excel, Word, and PowerPoint
Ability to
Work under pressure on multiple tasks concurrently and meet deadlines in a fast-paced work environment with frequent interruptions and changing priorities.
Use appropriate interpersonal styles to communicate effectively and professionally, both orally and in writing, with all organizational levels to accomplish objectives.
Establish and communicate clear directions and priorities.
Attend to detail while maintaining a big picture orientation.
Maintain currency in laws, rules and regulations related to compliance and branch exams.
Work independently as well as collaboratively within a team environment to resolve problems.
Educational/Previous experience requirements
Bachelor’s Degree (B.A./B.S.) in a related discipline required with a Master’s degree preferred. Minimum of ten (10) years of Compliance, Legal, Banking and/or regulatory experience in the financial services industry.
Minimum five (5) years management experience within the financial services industry.
Licenses/Certifications
Series 24 License preferred or the ability to obtain within an established timeframe.
Additional licenses/certifications demonstrating the candidate’s knowledge/expertise in industry regulation and concepts preferred.
Откликнуться: https://www.linkedin.com/jobs/view/2414586225/
3. Director of Product Management — Mortgage.
Job summary
Under limited direction, uses extensive knowledge and skills obtained through education and experience to identify opportunities for process improvements with potential for improved client service, increased operational quality, and efficiency and cost savings. Serves as a subject matter expert on Mortgage production, technology, operations, and general business practices. Leads large or multiple projects with significant scope and impact. Works as part of a team on difficult/complex assignments that are broad in nature requiring originality and ingenuity with appreciable latitude for unreviewed actions or decisions.. Works closely with Mortgage Management to understand department priorities and issues and ensures that product enhancements address key opportunities and deficiencies. Develops tactical plans and provides comprehensive solutions to complex problems. End results are evaluated for achieving goals and objectives.
Essential duties and responsibilities
Assist in management of the entire product line life cycle from strategic planning to tactical activities. Provide leadership for work teams in specialized functional or process areas.
Serves as a subject matter expert on Mortgage origination technology, underwriting, operations, and general business practices.
Gathers information from process owners and other subject matter experts (SMEs), m aps processes and develops process workflow models.
Evaluates workflow attributes, including volume, duration, resources, operational effectiveness and cost effectiveness of major process steps.
Determines data requirements, captures metrics to evaluate process capability and performs cost/benefits analyses.
Analyzes business processes and identifies process improvement opportunities.
Prepares reports of findings and options for organizational, process and systems design changes and develops business cases to support project recommendations.
Generates policies and procedures paralleling the company’s strategic plan.
Develops and maintains relationships with other business units, inclusive of Private Client Group, to help maintain the strategic partnership direction of the product.
Proactively work with IT on the assessment, business requirements and implementation of IT systems and software that support business strategy, process improvements, broker dealer integration and risk management.
Subject matter expert for new products and new product features (to include research, market and financial analysis, etc.)
Product positioning and training for mortgage products
Analysis of existing staffing capacity to include potential outsource of functions (to include loan origination/application functionality overlays, etc.)
Assists in analyzing process improvement recommendations to ensure business cases are sound and that all options are addressed and potential risks identified.
Maintains currency on Mortgage industry changes, trends, process improvement techniques, methodologies and practices.
Assists in facilitation of internal and external audits
Performs other duties and responsibilities as assigned.
Qualifications
Knowledge of
Advanced principles, practices, concepts and procedures of mortgage/consumer lending, credit, banking and financial markets and products.
Product Management to include product development, implementation, automation and ongoing maintenance
Established organizational policies, strategies and procedures for Raymond James Bank mortgage lending Financial markets, products, financial advisory function and investment process.
The economics and structure of the business unit(s) represented.
Skill in
Data Analysis.
Critical thinking, problem solving, creativity.
Product Development and Product Management. Ability to lead projects to completion in a complex, deadline driven environment
Organizational skills, including a high level of accuracy and attention to detail.
Effective oral and written communications sufficient to convey details on mortgage product and processes with all organizational levels, including Private Client Banking, Raymond James Bank, technology, legal, compliance, supervision and Raymond James Private Client GroupWord processing, spreadsheet and typing sufficient to produce spreadsheets with basic formulas and business form letters and memos.
Operating standard office equipment and using required software applications.
Ability to
Organize, manage and track multiple projects, tasks and assignments with frequently changing priorities and deadlines in a fast-paced work environment with frequent interruptions.
Lead large product development and implementation efforts.
Identify and recommend changes as appropriate to process, policies and procedures.
Work independently as well as collaboratively within a team environment.
Identify required tasks, develop timelines and execute.
Facilitate meetings, ensuring that all viewpoints, ideas and problems are addressed.
Develop solutions that address meaningful issues for the business. Ability to clearly articulate the business priorities, opportunities and issues.
Partner with other functional areas to accomplish objectives.
Attend to detail while maintaining a big picture orientation.
Speak clearly and concisely, and convey information clearly and effectively through oral or written communications.
Educational/Previous Experience Requirements:
Bachelor’s degree (BA) in finance, accounting or business administration with a minimum of ten (10) years of mortgage/consumer lending experience.
Откликнуться: https://www.linkedin.com/jobs/view/2414586035/
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