В Сбер открыта вакансия Chief Compliance Officer в свой филиал в Китае.
Sberbank, the largest Russian lender, is planning to open a branch in Shanghai, China, by the end of 2023. You have the chance to become a part of Sber's Shanghai branch right from the start.
Key responsibilities:
- Developing, implementing and administering all aspects of the Bank's compliance management program, including providing strategic direction designed to support organizational growth, leadership and day-to-day management
- Developing and updating Compliance methodology (The Code of Corporate Ethics and Business Conduct, Compliance Policy, AML Policy, Conflict of Interest Policy, Anti Bribery and Сorruption Policy, Sanctions Policy, FATCA Rules, etc.) in accordance with national legislation, international standards on compliance, and the requirements of Sberbank
- Researching and analyzing federal and state rules, regulations and interpretive guidance drawing valid conclusions concerning their applicability to Bank’s loan and deposit products and services, as well as operational processes and procedures
- Consulting and guiding the Bank in the establishment and implementation of appropriate processes, procedures and controls designed to ensure compliance with applicable laws and regulations and put appropriate safeguards in place to prevent, detect, and rectify any compliance failures and mitigate risks
- Leading and managing the process of identification, by means of monitoring, testing and reporting, of procedural and policy-related weaknesses; establishing guidelines for the development of systems to resolve identified exceptions and deficiencies; overseeing the development and completion of the annual compliance testing schedule/work plan
- Overseeing the review of marketing, sales and product materials and communications to ensure regulatory compliance
- Coordinating all compliance checks and external audits; serving as a primary point of contact for inspectors in all regulatory compliance related matters
- Conducting annual review of policies and procedures and performing annual risk assessments to determine the effectiveness of compliance procedures; updating the compliance manual
- Working closely with the risk management and corporate governance function; managing compliance-related third-party vendor relationships
- Overseeing the independent investigation of matters or complaints related to compliance and providing formal responses to such matters or complaints
A successful candidate has:
- A degree in Law, Finance, Economics or in a related field
- Minimum eight years of management experience
- At least 10 years of experience in the area of compliance management at foreign banks
- Knowledge of regulatory compliance standards in China is a must
- Fluency in English is a must; both English and Mandarin Chinese will be our working languages